1LOD: The 2026 Surveillance Benchmarking Survey & Report
AI is reshaping financial services surveillance — but are firms ready? The 2026 Surveillance Benchmarking Survey reveals where the industry stands on regulation, data quality, and the road to full AI implementation.
Regulatory Unwrapped: Innovation, regulation, revolution – which stage has AI reached?
Can firms retire lexicon-based monitoring? Is AI really just a cost and resource reduction tool? Find the answers to all this and more in episode two of Regulatory Unwrapped.
Cyber threats and geopolitical concerns dominate the Danish FSA agenda
As geopolitical tensions rise and cyber threats become more sophisticated, potentials for a "kill switch" are increasing and destabilising Danish firms. Firms must look to protect themselves against danger caused by a single system vulnerability or deep third-party dependence.
Regulatory Wrap episode 80: The FCA vs. Finfluencers
In Regulatory Wrap for the week to May 1, Aarti Agarwal discusses the FCA’s latest enforcement approach against unauthorized financial promotions on social media.
Regulatory Wrap episode 79: AI, AML, and Robocop
In Regulatory Wrap for the week to April 24, Jay Hampshire breaks down how FinCEN is encouraging firms to utilize AI-enabled tools to more effectively fight against financial crime.
Regulators’ focus on financial crime is growing: can GenAI help combat it?
With regulators including FinCEN, OSFI, the FDIC and the FCA recognizing the capabilities of generative AI tools to “effectively combat financial crime,” how can firms maximize its potential?
AI innovation vs. regulation: What’s the right balance?
Recent regulatory movement from the OSFI and FDIC encourage firms to invest in the potential of AI solutions – but what’s the right balance between regulation and innovation?
Regulatory Wrap episode 78: Phishing fire drills ring compliance alarms
In Regulatory Wrap for the week to March 20, Rob Mason discusses the growing trend of compliance teams attempting to uncover unapproved communications use by sending “phishing” messages on channels like WhatsApp.
Why Canadian banks need strong mobile device management
Regulators are making mobile communications compliance a 2026 priority for Canadian firms
Something phishy: Are banks crossing the line with fake off-channel compliance messages?
Banks are now using dummy messages to source out the use of off-channel communications, as regulators continue to pursue and penalize firms unable to meet the rules. However, are banks crossing the line and, should they look to implement tools that compliantly capture communications across all channels instead?
What is data completeness, and why does it matter in the Nordics?
Discover why data completeness is becoming a critical priority for regulated firms in the Nordics. Learn how capturing every communication can strengthen compliance, improve risk detection, and support faster investigations.