1LOD: The 2026 Surveillance Benchmarking Survey & Report
AI is reshaping financial services surveillance — but are firms ready? The 2026 Surveillance Benchmarking Survey reveals where the industry stands on regulation, data quality, and the road to full AI implementation.
Regulatory Unwrapped: Innovation, regulation, revolution – which stage has AI reached?
Can firms retire lexicon-based monitoring? Is AI really just a cost and resource reduction tool? Find the answers to all this and more in episode two of Regulatory Unwrapped.
Cyber threats and geopolitical concerns dominate the Danish FSA agenda
As geopolitical tensions rise and cyber threats become more sophisticated, potentials for a "kill switch" are increasing and destabilising Danish firms. Firms must look to protect themselves against danger caused by a single system vulnerability or deep third-party dependence.
Regulatory Wrap episode 80: The FCA vs. Finfluencers
In Regulatory Wrap for the week to May 1, Aarti Agarwal discusses the FCA’s latest enforcement approach against unauthorized financial promotions on social media.
Regulatory Wrap episode 79: AI, AML, and Robocop
In Regulatory Wrap for the week to April 24, Jay Hampshire breaks down how FinCEN is encouraging firms to utilize AI-enabled tools to more effectively fight against financial crime.
Regulators’ focus on financial crime is growing: can GenAI help combat it?
With regulators including FinCEN, OSFI, the FDIC and the FCA recognizing the capabilities of generative AI tools to “effectively combat financial crime,” how can firms maximize its potential?
AI is a “shiny new Ferrari” – can your compliance team drive it?
Compliance leaders visited the Global Relay offices to share their thoughts on integrating AI into compliance and monitoring frameworks and the steps firms can take to ensure successful implementation.
AI innovation vs. regulation: What’s the right balance?
Recent regulatory movement from the OSFI and FDIC encourage firms to invest in the potential of AI solutions – but what’s the right balance between regulation and innovation?
Regulatory Wrap episode 78: Phishing fire drills ring compliance alarms
In Regulatory Wrap for the week to March 20, Rob Mason discusses the growing trend of compliance teams attempting to uncover unapproved communications use by sending “phishing” messages on channels like WhatsApp.
Why Canadian banks need strong mobile device management
Regulators are making mobile communications compliance a 2026 priority for Canadian firms
Advice from a former regulator: Don’t let “deregulation” lull you into complacency
Nekia Hackworth, former SEC Deputy Director of Enforcement and DOJ Associate Deputy Attorney General, visited the Global Relay offices to share her thoughts on the government’s deregulatory stance and what compliance teams should look out for in an increasingly volatile risk landscape.