Explainable AI in surveillance: Model governance, testing, and the new “prove it works” standard
The FCA received 3,806 STORs in 2025 and found real weaknesses in how firms govern the models meant to catch that risk. This guide covers what explainable AI in surveillance means, the governance lifecycle regulators expect, and how firms evidence it.
Off-channel communications: What they are, why they’re still a compliance risk, and how to manage them
Off-channel communications are business messages sent on channels a firm can't capture, retain, or supervise. Here's what the SEC, FINRA, and FCA require, why bans don't work, and how firms bring conversations back on the record.
What the FCA’s frontier AI review means for firms
Findings from the U.K. regulator's review into frontier AI usage and risk give firms vital guidance for building operational resilience.
How can Nordics firms stay ahead of frontier AI risk?
Frontier AI, vendor risk, and DORA- practical steps for financial firms to build resilience and meet regulators' growing expectations on AI-driven cyber risk.
The 5 mistakes that sabotage mobile compliance proof of concepts
A guide to the five most common mistakes procurement teams make during a mobile compliance proof of concept, from architecture and data capture gaps to monitoring shortcomings and vendor support limitations.
How to run a successful POC for communications compliance software
A successful communications compliance POC requires clearly defined success criteria, early stakeholder alignment, end-user education, infrastructure readiness, and rigorous active evaluation to avoid common process failures.
Full steam AI-head: What’s the U.K. government and FCA AI adoption plan?
The U.K. government and FCA AI adoption plan has laid out 10 recommendations for how regulators and the industry can reinforce governance as increasingly advanced models become accessible and integrated into core operations.
What does CIRO’s 2026 enforcement report mean for compliance teams?
A breakdown of CIRO's 2026 enforcement report and what its shift toward fewer but larger firm-level sanctions means for compliance, supervision, and recordkeeping.
