Blog
What can 3,000 ICT incidents tell us about operational resilience?
With the ESA’s first report on major ICT-related incidents finding that operational risks are becoming borderless and interconnected, is it time for firms to reassess their security and resilience measures?
Are we future ready? – How to avoid an AI dystopia
There exists a future in which regulated industries will likely use and rely on AI interfaces to make decisions and speak to consumers, so how can firms ensure they are ready for this change?
What the DOJ’s shortened FCA review timeline means for healthcare and life sciences organizations
A new memorandum compresses FCA reviews from years to months, leaving organizations far less runway to investigate, respond to, and comply with DOJ inquiries.
Insights
Data structure and enrichment is key to unlocking the full potential of AI-powered surveillance
More than two-thirds of compliance teams have or are considering implementing AI tools. Learn how the clear, content-rich format of Unified Parsed Messages boosts the speed and accuracy of AI-powered surveillance.
Buying a compliance solution? 4 things to consider before you commit
Choosing a compliance technology vendor can be complex. Global Relay has highlighted four key considerations to bear in mind before you sign.
The Compliance Hub
Rules & Regulations
Financial institutions are required to meet a plethora of regulations and rules to ensure overarching compliance.
Glossary
Understanding the constantly evolving financial compliance space can be a challenge – especially with new terminology being introduced alongside every new rule and regulation.
Compliance Insights
Understanding the constantly evolving financial compliance space can be a challenge – especially with new terminology being introduced alongside every new rule and regulation.
Broker Dealer Collection
Regulatory Wrap episode 83: ESA’s first DORA report stresses third-party risk oversight
In Regulatory Wrap for the week to June 26, Kathryn Fallah discusses the top operational resilience takeaways from the ESA’s DORA report on ICT-related incidents.
Are we future ready? – How to avoid an AI dystopia
There exists a future in which regulated industries will likely use and rely on AI interfaces to make decisions and speak to consumers, so how can firms ensure they are ready for this change?