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Home health care provider pays $34 million after self-disclosing potential FCA violations
The settlement comes after Traditions Health submitted two self-disclosures of billing practices that potentially violated the Stark Law and Anti-Kickback Statute.
FINRA flags how firms are using GenAI – and key compliance considerations
GenAI use cases are evolving fast, enabling firms to streamline complex processes and improve operational efficiency. FINRA has published an overview of its member’s frequent GenAI implementations – and cautioned firms on ensuring they consider compliance.
What is Chain of Thought prompting – and what are the benefits?
As the pace of AI adoption continues to increase, firms operating in regulated industries are embracing the opportunities that technologies like Large Language Models present for compliance and monitoring, and the increased transparency around model decision making it can provide.
Insights
Data structure and enrichment is key to unlocking the full potential of AI-powered surveillance
More than two-thirds of compliance teams have or are considering implementing AI tools. Learn how the clear, content-rich format of Unified Parsed Messages boosts the speed and accuracy of AI-powered surveillance.
Buying a compliance solution? 4 things to consider before you commit
Choosing a compliance technology vendor can be complex. Global Relay has highlighted four key considerations to bear in mind before you sign.
The Compliance Hub
Rules & Regulations
Financial institutions are required to meet a plethora of regulations and rules to ensure overarching compliance.
Glossary
Understanding the constantly evolving financial compliance space can be a challenge – especially with new terminology being introduced alongside every new rule and regulation.
Compliance Insights
Understanding the constantly evolving financial compliance space can be a challenge – especially with new terminology being introduced alongside every new rule and regulation.
Broker Dealer Collection
Video: Unpacking 2026’s top communications capture trends
Receive expert insight on the top recordkeeping trends for 2026, as well as the direction of communications capture trends moving forward.
FINRA flags how firms are using GenAI – and key compliance considerations
GenAI use cases are evolving fast, enabling firms to streamline complex processes and improve operational efficiency. FINRA has published an overview of its member’s frequent GenAI implementations – and cautioned firms on ensuring they consider compliance.