Regulatory Wrap episode 62: DOJ makes self-disclosure a strategic advantage
In Regulatory Wrap for the week to May 23, Ryan Sheridan uncover how the DOJ’s updated white-collar enforcement plan repositions self-disclosure as a commercial advantage.
Regulatory Wrap episode 61: The future of AI in surveillance workflows
In Regulatory Wrap for the week to May 16, Kathryn Fallah highlights the top stats from Global Relay’s State of AI in Surveillance 2025 report.
Regulatory Wrap episode 60: Messaging app breach exposes U.S. government risk
In Regulatory Wrap for the week to May 9, Rob Mason narrates the impact of a breach to a messaging platform used by the U.S. government.
SEC leadership outlines a pivoting path of regulation and enforcement
At an SEC event, several Commission leaders shared their views on altering regulation going forward, with focuses on pro-innovation policies, crypto rulemaking, and reduction of the regulatory burden. What does this move toward deregulation mean for firms?
Surveillance Snippets: Is evolving technology the answer to all surveillance questions?
The only way for firms to keep pace with industry modernization is to invest in technologies that are equipped to adapt to evolving compliance and surveillance needs.
DOJ reforms self-disclosure approach with new corporate enforcement plan
The DOJ has altered its corporate enforcement policy to simplify investigations and amplify the benefits firms can receive by self-reporting, fully cooperating, and effectively remediating misconduct.
Surveillance Snippets: Surveil now to save later – why should firms invest anyway?
By establishing a well-nourished surveillance system early on, firms can reap invaluable benefits later, such as avoiding steep regulatory fines and boosting operational efficiencies.
Regulatory Wrap Episode 59: SEC cracks down on settlor’s remorse
In Regulatory Wrap for the week to April 18, Kathryn Fallah unpacks what the SEC deems a case of “settlor’s remorse” following a request by 16 firms to amend off-channel communications settlements.
Regulatory Wrap Episode 58: Oracle Cloud breach calls for a cybersecurity wake-up call
In Regulatory Wrap for the week to April 11, Ryan Sheridan discusses the alleged Oracle Cloud data breach that affected over 140,000 customers.
FCA encourages AI innovation as industry views on evolving technology shift
The FCA – alongside other regulators – has encouraged AI innovation in business workflows to support growth, while also urging firms to continue prioritizing responsible use through strong security frameworks.
Surveillance Snippets: Mind the data capture gap with surveillance strategies
When considering surveillance, it all comes down to data – and missing or incomplete datasets could pose a dire issue. How can firms reevaluate their surveillance governance and data management to maintain compliance with U.S. regulators?