How can firms build operational resilience that evolves alongside risk?
Cyber incidents are increasing in scale and potential impact, making operational resilience a top priority for financial services firms. As new complex threats emerge, learning from past incidents is key to building adaptable resilience strategies.
Can your surveillance understand how Nordic traders actually talk?
In Nordic countries, voice communications are often multilingual. What should firms keep in mind when searching for a surveillance solution that can accurately capture and monitor these conversations?
What are the voice recordkeeping requirements for financial services?
Many business collaboration and communication platforms have integrated voice features, which could introduce new risks. How can firms ensure their voice compliance meets regulatory requirements?
Is AI the next chapter of communications capture?
AI is becoming more integrated into business operations, but many firms aren’t currently retaining AI outputs. Are they overlooking a future risk area?
State AI regulations 2026: A compliance guide for financial firms
Without a consolidated federal AI rulebook, states across the U.S. have established their own governance laws. How can firms prepare their compliance programs to navigate these requirements while scaling innovative technologies?
Regulatory Wrap episode 87: Regulators take on frontier AI
In Regulatory Wrap for the week to September 18, Jay Hampshire unpacks the FCA’s multi-firm review on the use of frontier AI in financial services to test operational resilience.
Full steam AI-head: What’s the U.K. government and FCA AI adoption plan?
The U.K. government and FCA AI adoption plan has laid out 10 recommendations for how regulators and the industry can reinforce governance as increasingly advanced models become accessible and integrated into core operations.
How does voice surveillance differ from other forms of communications surveillance?
As regulators encourage firms to effectively supervise business communications to deter misconduct and maintain compliance, what are the main differences to watch for when monitoring voice communications versus written digital communications?
Ready, set, resilience: Reassessing cyber resilience in the AI era
Regulators and authorities globally are advising organizations of the increasing risks posed by frontier AI models such as Claude Mythos. This begs the question: what are the essential steps to strengthen cyber defenses and remain operationally resilient amidst a transforming industry?
Regulatory Wrap episode 86: FCA NFM rules – Is your firm ready?
In Regulatory Wrap for the week to July 31, Rob Mason covers the FCA’s expanded NFM rules, which go into effect on September 1, 2026.
How can Nordic firms prepare for the EU AI Act?
With the EU AI Act about to enter its next phase, how can Nordic firms gain operational value from their AI investment while ensuring responsible, compliant implementation?