FERC Market Transparency for Compliance
If you're in the energy sector, you’ve probably heard of the Federal Energy Regulatory Commission (FERC). But even if you're not familiar with the ins and outs of this federal agency, there's one key thing to know: FERC plays a critical role in ensuring transparency, fairness, and reliability across U.S. energy markets.
Break financial data silos with unified governance
Financial institutions hemorrhage millions annually because of compliance failures rooted in fragmented data systems that create blind spots during critical audits and investigations.
IOT energy compliance: Opportunities and challenges
Internet of Things (IoT) technologies in the energy sector are reshaping how companies approach compliance. From smart meters to real-time monitoring systems, IoT is enabling unprecedented visibility into energy production, consumption, and distribution.
AI compliance solutions: The future of regulatory success
As regulatory requirements grow increasingly demanding, artificial intelligence compliance solutions are becoming essential tools for organizations seeking to navigate today's challenging environment with greater accuracy and efficiency.
Navigating global data privacy compliance for business success
Data breaches are making headlines weekly, and privacy laws are multiplying faster than ever. Companies that ignore global data privacy regulations face penalties that can cripple their operations overnight, unless they stay informed and prepared.
Mastering compliance audit preparation in 2025
In 2025, regulatory audits are high stakes. Many compliance professionals feel that this is the moment when their job security is at its weakest. And yet, they’re forced to battle against data access issues, uncooperative colleagues, and disorganised records.
Prevent financial crime with real-time compliance monitoring
Since COVID, financial criminals have been on a rampage. FINCEN’s recent research shows rising cases of elder financial exploitation, identity-related suspicious activity, and the explosion of the ransomware landscape. In fact, impersonation fraudsters committed cybercrimes to the tune of $893 million across 2020 and 2021 through business email compromise (BEC).
Solve financial data retention with unified compliance
Financial firms face mounting pressure to retain vast amounts of data while satisfying stringent regulations and privacy requirements, demanding innovative, future-proof solutions.
FINRA fine shows off-channel comms are still on the record
Despite a global push towards reduced regulation, a recent FINRA-issued fine for off-channel communication shows that recordkeeping and surveillance remain a regulatory priority.
How AI-powered eDiscovery and Data Supervision Drive Compliance in 2025
June 2025: twelve different regulated financial institutions have been fined by the SEC for non-compliance with record-keeping rules. At each of these firms, investigators found off-channel business communications that were not correctly recorded, or failings by supervisors to prevent such violations.
How data cloud connectors ensure compliance
Modern businesses face mounting pressure to demonstrate data governance across every platform they use, from CRMs to social media accounts. Getting this wrong can cost millions in fines and reputational damage, so how can organizations navigate this complex challenge?
