What is the Mortgage Acts and Practices Rules?
The Mortgage Acts and Practices Advertising Rule (MAPS rule) prohibits deceptive advertising of mortgage products to consumers in the U.S.. Under the watchful eye of the Federal Trade Commission, what compliance considerations should organizations advertising mortgages be aware of?
What is the California Consumer Privacy Act (CCPA)?
The California Consumer Privacy Act (CCPA) empowers Californians with control over their personal data since it was signed into law in June 2018. Amid growing demand for consumer privacy, how can organizations navigate the CCPA?
Frantic February: Should compliance teams be worried after a mega month for the FCA?
Does increased action from the U.K. regulator suggest that new hires and new strategies are taking effect? And what does this mean for your compliance team?
What is compliant voice and video archiving?
Amid expanding recordkeeping requirements, voice and video archiving has become a key chapter in the compliance playbook. Cloud archiving of voice and video communications offers a secure, long-term storage solution for your voice and video communications, enabling efficient eDiscovery, improved collaboration through searchable archives, and compliant recordkeeping.
What is HITRUST certification?
Learn about the advantages of achieving HITRUST certification and how Global Relay's solutions can help organisations streamline the certification process.
What is data processing?
Find out what data archiving actually is, and why it's important for the compliance function.
What is compliance archiving?
Compliance archiving, also called eDiscovery archiving, offers a robust system for storing and managing electronically stored information (ESI) so organizations can meet data retention regulations including audits and internal investigations. Compliance archiving addresses this need by ensuring the long-term, secure, and readily accessible preservation of ESI.
What is regulatory framework?
A regulatory framework is a set of requirements or beliefs. Regulatory frameworks are often mandatory thanks to the industries they govern; such as finance, law and medicine, though they can also apply on a voluntary basis. They are implemented to guide a company's operations, resulting in improved risk management, transparency, and performance stability.
What are the Client Assets Sourcebook rules?
The Client Assets Sourcebook (CASS) rules, set by the UK's Financial Conduct Authority (FCA), govern how financial firms hold and safeguard client money and assets. These rules apply to FCA-registered firms in the UK to ensure client funds are protected and separate from the firm's own assets.
What is eDiscovery archiving?
Learn how Global Relay's advanced archiving solutions help to streamline eDiscovery processes, ensure compliance, and reduce legal risks.
Financial Messaging Archiving
Find out more about the importance of financial messaging archiving to meet regulatory requirements and keep on top of misconduct risks.