FINRA fine shows off-channel comms are still on the record
Despite a global push towards reduced regulation, a recent FINRA-issued fine for off-channel communication shows that recordkeeping and surveillance remain a regulatory priority.
How AI-powered eDiscovery and Data Supervision Drive Compliance in 2025
June 2025: twelve different regulated financial institutions have been fined by the SEC for non-compliance with record-keeping rules. At each of these firms, investigators found off-channel business communications that were not correctly recorded, or failings by supervisors to prevent such violations.
How data cloud connectors ensure compliance
Modern businesses face mounting pressure to demonstrate data governance across every platform they use, from CRMs to social media accounts. Getting this wrong can cost millions in fines and reputational damage, so how can organizations navigate this complex challenge?
Safeguarding compliance with insider threat protection
Insider threats are on the rise and the global average cost of a data breach is increasing year over year. So what can organizations do to protect themselves from insider threats?
Mastering voice compliance monitoring for regulatory success in 2025
A growing regulatory focus on voice communications is piling the compliance pressure on firms. In Q3 of 2024 alone, US regulators imposed 61 fines related to off-channel communications on platforms like WhatsApp, Signal, and Telegram.
Tailored archiving solutions for financial services, healthcare, and government in 2025
Firms in financial services, healthcare and government are each facing their own challenges to meet regulatory demands.
Why Data Center Security is the backbone of compliance in 2025
Data breaches are costing more than ever before, trending at a 10% increase in year-over-year costs. In fact, the average price of recovering from a single data breach is now $4.88 million. Can you really afford to get it wrong?
A Comprehensive Guide to Email Security Solutions
When a senior employee at an insurance firm fell for a Microsoft impersonation phishing email, nobody realized their credentials had been harvested. The cyberattacker cleverly hid their presence by setting up specific email filtering rules, then sent two high-value invoices to real clients, totaling $300k.
Why message archiving is critical for compliance in 2025
Amid ever-increasing regulatory scrutiny, message archiving for compliance isn’t just a best practice - it’s essential for protecting your business and meeting today’s demanding regulatory standards.
Streamlining compliance with policy automation in 2025
Manually conducting compliance processes is eating up valuable hours, and the risks of missing a beat have never been higher. Discover how compliance policy automation (CPA) is transforming the way organizations can ensure regulatory adherence, and how AI is powering these solutions.
Understanding Data Governance: Meaning, Compliance, and Security
When one of the largest global credit score providers was exposed by the Wall Street Journal for issuing millions of inaccurate data points to lenders in 2022, they blamed it on a coding error. Several categories of personal data were completely incorrect, leading to huge reputational damage, including a 5% drop in stock price.
