Global Relay Resource Hub

All the latest news, insights, and publications from Global Relay.

Blog

FCA puts innovation “at the very heart” of its strategy

Following its international counterparts, the FCA has adopted a reduced regulation ideology. At the center of this is the push for innovation to amplify growth, fight financial crime, improve processes, and attract clients.

Article

FINRA fine shows off-channel comms are still on the record

Despite a global push towards reduced regulation, a recent FINRA-issued fine for off-channel communication shows that recordkeeping and surveillance remain a regulatory priority.

Article

FCA leaves non-financial misconduct nowhere to hide with broader rules

The U.K. regulator has clarified its expectations on bullying and harassment and will extend rules on non-financial misconduct reporting to 37,000 non-bank firms by September 2026.

Article

Insights

Data structure and enrichment is key to unlocking the full potential of AI-powered surveillance

More than two-thirds of compliance teams have or are considering implementing AI tools. Learn how the clear, content-rich format of Unified Parsed Messages boosts the speed and accuracy of AI-powered surveillance.

Article

Buying a compliance solution? 4 things to consider before you commit

Choosing a compliance technology vendor can be complex. Global Relay has highlighted four key considerations to bear in mind before you sign.

Article

The Compliance Hub

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Rules & Regulations

Financial institutions are required to meet a plethora of regulations and rules to ensure overarching compliance.

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Glossary

Understanding the constantly evolving financial compliance space can be a challenge – especially with new terminology being introduced alongside every new rule and regulation.

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Compliance Insights

Understanding the constantly evolving financial compliance space can be a challenge – especially with new terminology being introduced alongside every new rule and regulation.

Broker Dealer Collection

FCA puts innovation “at the very heart” of its strategy

Following its international counterparts, the FCA has adopted a reduced regulation ideology. At the center of this is the push for innovation to amplify growth, fight financial crime, improve processes, and attract clients.

Article

FINRA fine shows off-channel comms are still on the record

Despite a global push towards reduced regulation, a recent FINRA-issued fine for off-channel communication shows that recordkeeping and surveillance remain a regulatory priority.

Article
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