What is data completeness, and why does it matter in the Nordics?
Discover why data completeness is becoming a critical priority for regulated firms in the Nordics. Learn how capturing every communication can strengthen compliance, improve risk detection, and support faster investigations.
How can financial services firms ensure their operational resilience?
Operational resilience must become a boardroom priority for firms as they protect themselves from becoming vulnerable to cyberattacks and regulatory scrutiny.
CIRO zeros in on emerging risk areas in 2026 Compliance Report
CIRO’s 2026 Compliance Report highlights key compliance risk areas where firms should focus attention, with main priorities including cybersecurity, challenges associated with emerging technologies, and the strength of compliance frameworks.
Home health care provider pays $34 million after self-disclosing potential FCA violations
The settlement comes after Traditions Health submitted two self-disclosures of billing practices that potentially violated the Stark Law and Anti-Kickback Statute.
FINRA flags how firms are using GenAI – and key compliance considerations
GenAI use cases are evolving fast, enabling firms to streamline complex processes and improve operational efficiency. FINRA has published an overview of its member’s frequent GenAI implementations – and cautioned firms on ensuring they consider compliance.
What is Chain of Thought prompting – and what are the benefits?
As the pace of AI adoption continues to increase, firms operating in regulated industries are embracing the opportunities that technologies like Large Language Models present for compliance and monitoring, and the increased transparency around model decision making it can provide.
How will ChatGPT for Healthcare affect compliance operations?
Without clear guidelines on how to use generative AI tools, organizations must tread carefully to avoid compliance violations.
Has compliance outgrown traditional archiving?
Compliance teams are contending with more data, more regulatory pressure, and more advanced technology. To keep up, you need an archive that does more than just passively store data.
$1.1 million FINRA fine for AML compliance failings
Do recent enforcement actions from FINRA, including a $1.1 million fine for AML compliance program failings and a member ban for unapproved channel use, indicate the regulator’s direction of travel for 2026?
What is the FCA’s final NFM guidance?
The FCA has released its final guidance surrounding non-financial misconduct. Firms must now take accountability and be transparent in cases of bullying, harassment, and intimidation within their businesses.
10 questions we always get asked during security due diligence
Given the increase in cyber security incidents, firms are reassessing strategies and looking to implement more robust and secure solutions. Find out the steps Global Relay takes to ensure your data remains protected.