solutions industries
solutions industries
Communications compliance for financial services
Prove your books and records are complete on every channel and device that your firm uses. Gain capture, recordkeeping, surveillance, and eDiscovery solutions from a single source.
How your firm stays compliant with Global Relay
Produce records on demand
Ensure your data is structured and enriched as soon as it’s captured in Global Relay Archive, so search is faster and results are complete. Reconstruct a conversation across channels and simply hand it over when a regulator asks.
Capture trade and communications channels
Stay ahead of the growing data volumes and potential risks hiding in business communications that come from the many apps that traders and advisors use every day.
Cover corporate and BYOD devices
Capture messages from both company-issued and BYOD phones, so your teams can use the devices and channels they need.
Reduce surveillance false positives
Don’t lose hours on alerts that turn out to be nothing. Switch to AI-enabled reviews to read messages with context. You’ll have fewer false positives and find real risk sooner.
Secure your data in a private cloud
Keep your data yours by having it processed and stored entirely in a U.S. or Canadian data center (based on your location). Our private cloud uses encryption keys and is certified to ISO/IEC 27001 and SOC 2 Type II.
Comply with regulatory requirements
Meet major recordkeeping and supervision regulations for communications, including:
| Regulation | Jurisdiction |
| DOJ ECCP | U.S. |
| SEC Rule 17a-4 | U.S. |
| FINRA Rule 2010 | U.S. |
| FINRA Rule 4511 | U.S. |
| MiFID II | EU and U.K. |
| SEC Marketing Rule | U.S. |
| DORA | EU |
Capture any relevant channel
Seamlessly capture and monitor communications across 100+ platforms and systems. Deploy in days, not months, with our extensive integration library.
Capture any relevant channel
Seamlessly capture and monitor communications across 100+ platforms and systems. Deploy in days, not months, with our extensive integration library.
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Ready to transform your operations?
Compliance without compromise
Benefit from communications compliance, AI-enabled supervision and risk management, secure archiving, and enhanced eDiscovery in a private cloud that serves North America and Europe.
From archiving to sharing AI insights, we have a proven history of supporting highly regulated industries as technology changes.
All your captured data is managed end to end on our private cloud, where you maintain complete control. And because it's stored and processed entirely in a Canadian or U.S. data center (depending on your location), there's never a handoff between providers.
Expert service starts on day one and carries through to your every day.