Where the compliance and legal community connects

Join SIFMA’s Compliance & Legal Society in New York City for the C&L Regional Seminar: Northeast.

This one-day program brings together compliance and legal professionals from across the capital markets to discuss regulatory developments, share practical perspectives, and connect with peers facing similar challenges across broker-dealers, asset managers, and wealth management firms.

The seminar offers timely insight and practical guidance that’s relevant across experience levels—from those building expertise to those leading programs and teams.