You’re invited

Join us for an exclusive, in-person session with Optima Partners on September 15 at 12 noon at our Midtown Manhattan office.

We’re bringing together leaders and experts from across the financial services community to explore the regulatory environment in preparation for the SEC’s new fiscal year starting October 1.

Hear from Former Assistant Director and Co-Head of the Private Funds Unit in the SEC’s Division of Examinations Jennifer Duggins, now a Partner at Optima, who will be joined by Dave Fultz, Director at Optima, and Global Relay’s Director of Regulatory Intelligence Ryan Sheridan for an informative discussion on what we’re seeing across the wider regulatory environment.

Join us to gain expert insights into:

– Third-party and vendor risk

– AI adoption and recordkeeping

– What to expect from the SEC in the new fiscal year