About the event

FINRA’s premier event

FINRA’s Annual Conference provides an environment for member firms to learn from FINRA staff and connect with industry peers. This forum is designed to provide practical guidance and critical insights on trending regulatory and compliance topics which, in turn, aim to increase investor protection. Firms can expect to hear how to prepare and adapt to regulatory changes and refine and strengthen compliance practices, all while building their network of industry professionals.

We’ll provide more details on our featured speakers and session soon!