AI communications, Technology partner

AI communications, Technology partner

Open Connector for

Zocks

As AI assistants continue to revolutionize advisor workflows, the business records they generate must remain compliant. Zocks is a privacy-first AI assistant built for financial advisors, wealth managers, and insurance professionals, joining client meetings to turn virtual conversations into structured, actionable data.

Through Global Relay Open Connector for Zocks, those notes, transcripts, and structured records are captured automatically in Global Relay Archive, giving compliance and supervision teams a searchable and secure record of advisor-client conversations.

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Key Differentiators

What is Global Relay Open Connector for Zocks?

Global Relay Open Connector for Zocks enables firms to automatically archive and supervise generated records of their client conversations in line with critical regulations, including SEC Rule 17a-4 (recordkeeping for broker-dealers), SEC Rule 204-2 (Investment Advisers Act books and records), and FINRA Rules (U.S. financial recordkeeping and supervision).

By capturing Zocks conversation notes, transcripts, and data in Global Relay Archive, the integration supports advisory firms and broker-dealers in meeting their recordkeeping and supervision obligations. The integration reduces legal and reputational risk while strengthening information governance and eDiscovery workflows.

What are the key benefits of Global Relay Open Connector for Zocks?

Beyond meeting regulatory obligations, Global Relay Open Connector for Zocks removes the trade-off between advisor efficiency and compliance oversight. Firms adopt Zocks for the time it saves advisors, and capture supervision-ready records of those conversations automatically.

Because Zocks structures conversations into organized data rather than raw text, archived records remain easy to navigate and fast to search when you need to surface a specific conversation. Consolidating capture, archiving, and surveillance in Global Relay Archive reduces third-party vendor risk and removes the manual work of reconciling records across systems.

Key features of Global Relay Open Connector for Zocks

  • Complete data capture: Capture Zocks data and store it in a secure, scalable archive to match your required retention period.
  • Centralized oversight: Centrally manage and supervise Zocks data alongside other digital communications for comprehensive oversight and auditability.
  • Enhanced search functionality: Effortlessly search and retrieve archived messages using intuitive filters, keywords, participant names, timestamps, and date ranges.
  • Recording-free compliance: Meet recordkeeping obligations without managing bulky media: Zocks captures the substance of every conversation as structured text and stores no audio or video recordings.
  • Structured conversation records: Archive more than a transcript—capture the structured data Zocks extracts from each meeting, including client details, action items, and follow-ups for richer, more searchable oversight.
  • Client meeting notes and transcripts
  • Meeting prep
  • Structured data extracted from conversations, including client details, financial data points, action items, and follow-ups
  • Participant details and speaker attribution
  • Metadata including date, time, meeting platform, and participants
  • Historical conversation records
  • One integrated platform: Our proprietary solution is built for security, scalability, and resilience. There are no dependencies on third-party technologies
  • Scalable: Our infrastructure holds petabytes of data for some of the largest financial institutions
  • Data integrity checks: Constant integrity checks in place with a fully resilient archive to ensure complete data set is being reviewed for reportable events
  • AI driven to reduce false positives: Auditable AI within intuitive platform to create customized AI models with transparent accuracy results
  • Best-in-class support: 24/7/365 support through phone, email, and web
  • Contact Global Relay to subscribe to archiving for Zocks. Requires a Zocks Enterprise account with at least one Enterprise admin.
  • Obtain Global Relay Open Connector API key
  • Complete Zocks’ Global Relay enrolment setup using connector information provided by Global Relay

Capture Your Zocks Data