About the event

The Power of Community. A Legacy of Leadership.

Planned by the industry, for the industry, the SIFMA C&L Annual Seminar brings together compliance and legal professionals in financial services to learn, collaborate, and strengthen the integrity of the industry. We hope to see you there!

Join us on March 24 at 1:40 p.m. for our featured lunch & learn: Smarter Risk Management with AI-driven Communications Monitoring – sponsored by Global Relay

In this session, Global Relay’s Donald McElligott, Vice President of Compliance Supervision, and Chip Jones, Executive Vice President of Compliance, will explore how financial services firms can elevate their communications monitoring strategy with AI-enabled surveillance.