Compliance & Conversation: New York
Mar 04, 2026
03:30pm
Global Relay Midtown 1155 Avenue of the Americas, 41st floor New York, NY 10036
This event is at capacity and registration is now closed
Join us for our exclusive Compliance & Conversation event at our Midtown Manhattan office on Avenue of the Americas, complete with impressive views of the city skyline.
We’re bringing together leading finance, surveillance, legal, and compliance professionals to review the biggest industry trends and developments from the past year and explore how they can help organizations prepare for their new year’s regulatory resolutions in 2026.
Format and agenda
3:30 to 4 p.m. – Registration
Enjoy a pre-event networking session with light refreshments
4 to 4:05 p.m. – Opening remarks
Opening remarks from Warren Roy, CEO & Founder, Global Relay
4:05 to 4:45 p.m. – Industry panel
Session title: How financial services firms are incorporating AI into their surveillance programs
Participants:
Felix Abu, Director of Corporate & Advisory, Robinhood
Claudio Crisafulli, VP, Principal Platform Engineer, Prudential
Chris Smith, Global Head of Trade and Control Room Surveillance, Barclays
Moderator:
Sundeep Dadlani, Chief Solutions Architect, Global Relay
4:45 to 5:25 p.m. – Fireside chat with NVIDIA
Participant:
Prabhu Ramamoorthy, Global Partner Success Manager, NVIDIA
Moderator:
Jennie Clarke, VP of Marketing, EMEA, Global Relay
5:25 to 6 p.m. – Regulatory interview with Nekia Hackworth
Participant:
Nekia Hackworth, Partner at Jones Day, Former Deputy Director of Enforcement (Southeast) at the U.S. Securities & Exchange Commission (SEC)
Moderator:
Ryan Sheridan, U.S. Head of Regulatory Intelligence, Global Relay
6 p.m. – Closing remarks
Closing remarks from Alex Viall, Chief Strategy Officer, Global Relay
Networking reception to follow
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