Regulations

SEC brings recordkeeping into the 21st century with Rule 17a-4 amendments

The SEC has made amendments to recordkeeping Rule 17a-4 for the first time in 25 years. But what do the amendments mean, and how can firms prepare?

U.K. Financial Regulation Outlook for 2022

Since the United Kingdom officially left the European Union, it has been reshaping its regulatory future in order to make London more globally competitive.