Eyes on the prize for the FCA’s new Consumer Duty
The FCA’s Sheldon Mills has set out key steps in the final stages of implementation for the new Consumer Duty, as well as reminding firms about the ultimate benefits of the rule.
Time to own up? FCA pursues senior execs in £18m enforcement
The FCA is pursuing action against three senior executives in an £18m enforcement. Accountability is on the rise, from increasing enforcement through to emerging regulation.