Canadian Compliance Archiving & Supervision IIROC


Global Relay provides compliance archiving to the majority of IIROC member firms with a solution 'made in Canada'.

As the leading hosted archiving provider for firms regulated by IIROC (Investment Industry Regulatory Organization of Canada), Global Relay specifically engineered its Global Relay Archive, Compliance Reviewer, Message Converter and IM Interpreter to provide a total compliance archiving & monitoring solution for firms subject to National Instrument 31-103, IDA By-law 29.7 and UMIR Policy 7.1 in connection with electronic communications with the public such as email, attachments, Instant Messaging (AOL, MSN, Yahoo, GoogleTalk, etc.), Bloomberg®, Thomson Reuters, BlackBerry, Social Media and more.

SEC Compliance Guidebook