On Thin Ice: Navigating WhatsApp Compliance

Understand WhatsApp Compliance and what is required of your firm to use it for regular business communications.

27 January 2022 1 min read
by Jennie Clarke

As electronic communication platforms like WhatsApp have evolved from personal applications into essential business tools, have you kept up with what this means for your firm’s compliance policy?

If not, you could face a similar fate to the US broker-dealer fined $125 million by the SEC for failing to preserve business communications, including WhatsApp messages sent from employee-owned devices.

Watch this on demand webinar to learn how to:

  • Improve compliance for platforms like WhatsApp
  • Identify weak spots in common communication practices
  • Protect against enforcement risk and financial penalties


Bobby Zaman
Employment Law Attorney, Sheppard Mullin

Chip Jones
Executive Vice President – Compliance
Global Relay

Raewyn Danvers
Business Line Manager
Global Relay


Regulatory Enforcement Actions Infographic

Archiving for WhatsApp, We Chat, Signal, and Telegram

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Published 27 January 2022

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Jennie Clarke Senior Manager - Marketing Content

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