Global Relay is the Message Archiving Vendor in FINRA's Compliance Resource Provider Program


What is FINRA's compliance resource provider program?

FINRA works with select organizations to offer FINRA firms discounts on products and services that help them comply with securities laws and regulations.

Global Relay is FINRA's compliance resource provider for Message Archiving.

How does this help FINRA firms?

  • Global Relay Services assist FINRA firms in meeting SEC Rule 17a-4, NASD Rule 3010 and FINRA Rule 8210.
  • FINRA has worked with Global Relay to provide a comprehensive bundle of services for FINRA firms at a special price and terms.
  • Global Relay was chosen as a FINRA compliance resource provider through a comprehensive RFP process.

Exclusive Offering for FINRA Firms

What is Global Relay offering through FINRA's compliance resource provider program?

  • Access to a full suite of messaging, archiving and search services
  • This package is available for FINRA firms at a special per-user monthly price. To request more information, call 1.866.484.6630 to speak with a Global Relay Account Manager.

Additional benefits include:

  • Set-up fees are waived for all Global Relay Services
  • Unlimited Archive storage at no cost
  • Dedicated Account Manager
  • Training
  • 24x7x365 Support Desk
  • Up to 7 year Archive Retention Term, plus Legal Holds
  • One year minimum contract term
  • Standard Services Terms & SLA

Through its compliance resource provider program, FINRA seeks to assist firms' compliance efforts by finding, reviewing and making third-party tools and services available at discounted prices or with additional features. FINRA receives compensation from providers in the compliance resource provider program that is used to support the FINRA Investor Education Foundation. These tools and services are provided as a convenience to firms. FINRA does not endorse these products and firms are not obligated to use them. Their use does not ensure compliance with FINRA rules or other regulations or laws.

FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc.