Private Equity Compliance Archiving & Monitoring

Overview

In summer 2010, the Dodd-Frank Act completely transformed the regulatory environment for Private Equity Funds. The Dodd-Frank Act requires Private Equity Funds to register with the SEC under the Investment Advisors Act. In accordance with the 'written communications' rules under the Act, Private Equity Funds must retain all internal and external electronic business communications.

Global Relay Archive and Compliance Reviewer are specifically engineered to provide a total compliance and mail management solution for Private Equity Funds in connection with electronic business communications.

SEC Compliance Guidebook