Hedge Fund Compliance Archiving & Monitoring

Overview

Global Relay provides compliance archiving to over 1,000 Hedge Funds and works closely with many of the prime brokers such as Goldman Sachs, Credit Suisse, Morgan Stanley and UBS.

"Hedge Funds" and "compliance" are words most Hedge Fund Managers don't want to hear in the same sentence. Yet in summer 2010, the Dodd-Frank Act completely transformed the regulatory environment of Hedge Funds.

The Dodd-Frank Act requires Hedge Funds to register with the SEC under the Investment Advisors Act. In accordance with the 'written communications' rules under the Act, Hedge Funds must retain all internal and external electronic business communications.

Global Relay Archive and Compliance Reviewer are specifically engineered to provide a total compliance solution and mail management solution for Hedge Funds in connection with electronic business communications.

SEC Compliance Guidebook