2011 FINRA Advertising Regulation Conference

Global Relay is pleased to be participating as an exhibitor at the 2011 FINRA Advertising Regulation Conference. The conference takes place on October 27th to 28th in Washington DC.

About the FINRA Advertising Regulation Conference

FINRA's annual Advertising Regulation Conference provides practical guidance on complying with the advertising rules and regulations for communications with the public. Focus topics include compliance, marketing and advertising, and social media.

* Variable insurance products

• When: October 27th to 28th, 2011
• Where: Renaissance Washington Hotel, Washington DC
• For more information

2011 NSCP National Meeting

Global Relay will exhibit at the 2011 National Meeting of the National Society of Compliance Professionals (NSCP). This year, the meeting is in Baltimore, at the Hilton Baltimore from October 17th to 19th. Visit Global Relay at Exhibitor Table #14.

About the NSCP National Meeting

Designed for compliance professionals from a wide variety of regulated sectors, the NSCP National Meeting aims to bring together thought leaders and industry professionals to discuss current topics in financial services compliance. The National Society of Compliance Professionals is a nonprofit, membership organization dedicated to serving and supporting compliance officials in the securities industry.

• When: October 17th to 19th, 2011
• Where: Hilton Baltimore, Baltimore MD
• For more information

Merrill Lynch Venture Services Group Private Equity CFO Conference 2011

Global Relay is looking forward to participating in the 2011 Merrill Lynch Venture Services Group Private Equity CFO Conference.

In addition to the Global Relay exhibit booth, Warren Roy and Shannon Rogers will be featured speakers, providing information about how Private Equity Funds can best meet regulatory requirements for message recordkeeping and supervision.

About the Merrill Lynch Venture Services Group Private Equity CFO Conference

This annual conference, hosted by Bank of America Merrill Lynch, offers seminars and educational sessions specifically designed for the Chief Financial Officers of Private Equity Funds.

• When: September 21 to 23, 2011
• Where: Montage Laguna Beach, Laguna Beach, CA
• For more information

2011 Ascendant Compliance Fall Conference

Once again, Global Relay will participate as an exhibitor in the 2011 Ascendant Compliance Fall Conference. The conference is targeted towards Investment Advisers, Hedge Fund Managers and Private Fund Managers and is entitled, Creating a Culture of Integrity: Ethics, Fiduciaries and a Self-Regulatory Organization." It takes place in San Diego at the Loews Coronado Bay Resort from September 14 to 16.

About the 2011 Fall ACA Compliance Conference

This conference is designed for compliance and legal professionals, senior management and operations personnel. Topics include evaluating the latest regulatory developments, protecting your business and applying compliance controls.

• When: September 14th to 16th, 2011
• Where: Loews Coronado Bay Resort, San Diego
• For more information

2011 Fall ACA Compliance Conference

In Fall 2011, Global Relay will be returning to the ACA Compliance Conference. This year, the event is taking place at the Westin Kierland Resort in Scottsdale, Arizona, from September 12th to 14th.

About the 2011 Fall ACA Compliance Conference

This conference, hosted by ACA Compliance Group, will focus on hot topics in regulatory compliance for the financial industry — including regulatory updates, compliance trends in the financial services world and the integration of compliance & technology. ACA Compliance Group (ACA) provides expert compliance consulting and GIPS® verification services to investment advisers, private funds, investment companies, and broker-dealers.

• When: September 12th to 14th, 2011
• Where: Westin Kierland Resort in Scottsdale, Arizona
• For more information

Dreamforce 2011

Global Relay is proud to be an Exhibitor at Dreamforce 2011, taking place August 30 to September 2, 2011 at the Moscone Center in San Fransicso. Dreamforce attendees can visit the Global Relay exhibit area at Kiosk #7 in the Cloud Expo area.

About Dreamforce

Now in its 9th year, Dreamforce is the annual conference hosted by Salesforce.com, focused on cloud computing. Featuring keynote speakers, hands-on training, networking and more than 275 exhibitors, Dreamforce is a cloud computing event to remember.

• When: August 30 to September 2, 2011
• Where: Moscone Center, San Francisco
• For more information

2011 SIFMA Financial Services Technology Expo

Visit Global Relay at the 31st Annual SIFMA Financial Services Technology Expo – Booth #1100. Global Relay staff members will be on hand to meet delegates, answer questions and present the latest Global Relay compliance archiving and messaging offerings.

About the SIFMA Financial Services Technology Expo

SIFMA's Annual Financial Services Technology Expo is the premier financial services technology event with over 200 vendors and 8,000 attendees. This year, the conference explores the role of technology in an era of new regulations that will bring significant industry changes. SIFMA''s mission is to bring together the shared interests of hundreds of securities firms, banks and asset managers.

• When: June 14 – 16, 2011
• Where: New York Hilton, NYC
• For more information

Global Relay, a FINRA Compliance Resource Provider, at the 2011 FINRA Annual Conference

On May 23rd - 25th, 2011, Global Relay exhibited at the 2011 FINRA Annual Conference in Washington, DC. The conference marked the announcement of Global Relay's addition to the FINRA Compliance Resource Provider program. For more information, see www.globalrelay.com/FINRAfirms

About the FINRA Annual Conference

This well-attended event is the gathering place where practitioners, peers and regulators exchange ideas on today's most challenging compliance and regulatory topics. The Financial Industry Regulatory Authority (FINRA) is the largest independent regulator for all securities firms doing business in the United States. FINRA's mission is to protect America's investors by making sure the securities industry operates fairly and honestly. All told, FINRA oversees nearly 4,560 brokerage firms, about 163,335 branch offices and approximately 631,305 registered securities representatives.

• When: May 23 - 25, 2011
• Where: Washington Hilton, Washington DC
• Booth: 21
• For more information

Goldman Sachs Sixth Annual Asian Hedge Fund Leaders Conference

Global Relay was invited by Goldman Sachs Prime Brokerage to be featured panelists at seminar targeted to Asian hedge fund professionals.

The conference agenda was focused around the exchange of ideas among hedge fund professionals.

Warren Roy, Global Relay CEO, and Shannon Rogers, Global Relay President and General Counsel will speak as part of a panel discussion entitled, 'Life as a Registered Adviser: A Discussion of Financial Regulation, Compliance & Best Practices for Electronic Messaging'.

The seminar took place on May 11th and 12th, 2011 at the Hong Kong offices of Goldman Sachs

Compliance11 Spring Conference

Global Relay participated as a sponsor in Complinace11's annual Spring one-day conference on May 5, 2011. The event brings together Compliance11 customers and partners and is focused on managing regulatory compliance issues. Global Relay staff members made presentations on the topic of social media and compliance.

• When: May 5, 2011
• Where: Willis Tower, Chicago
• For more information

BlackBerry World 2011

Global Relay exhibited at BlackBerry World™ 2011 in Orlando, Florida on May 3 – 5, 2011. The event was a prime opportunity to showcase the offerings Global Relay provides for BlackBerry® smartphones, including Global Relay Search for BlackBerry.

About BlackBerry World™

WES is now a part of BlackBerry World, a new conference delivering a bigger and better 360-degree view of everything BlackBerry®. Participate in the full breadth of what BlackBerry means today, and where it's going tomorrow.

Bringing together today's leading experts in the wireless industry, BlackBerry World is an opportunity to find out about the latest developments for the BlackBerry solution. Meet with BlackBerry experts, form new business relationships, and get answers to IT, business, and application development questions.

• When: May 3 - 5, 2011
• Where: Orlando World Center Marriott, Florida
• For more information

Goldman Sachs Compliance and Technology Seminar: San Francisco
A Discussion of Financial Regulation, Compliance, and Best Practices for Electronic Messaging

April 26th 2011 marked the third and final event in a series of three in-house seminars targeted to hedge fund business and compliance professionals, presented by Goldman Sachs Prime Brokerage. As with the first two, Global Relay was invited to participate.

The seminars were entitled, 'A discussion of Financial Regulation, Compliance, and Best Practices for Electronic Messaging' and were focused on topics related to financial regulation, compliance technology solutions and institutional best practices.

Warren Roy, Global Relay CEO, and Shannon Rogers, Global Relay President and General Counsel will provide information and best practices about electronic messaging and compliance for hedge funds.

The third seminar took place at the San Francisco offices of Goldman Sachs

Goldman Sachs Compliance and Technology Seminar: Chicago
A Discussion of Financial Regulation, Compliance, and Best Practices for Electronic Messaging

On April 6th 2011, Global Relay participated in the second of a series of three in-house seminars targeted to hedge fund business and compliance professionals, presented by Goldman Sachs Prime Brokerage.

The seminars were entitled, 'A discussion of Financial Regulation, Compliance, and Best Practices for Electronic Messaging' and were focused on topics related to financial regulation, compliance technology solutions and institutional best practices.

Warren Roy, Global Relay CEO, and Shannon Rogers, Global Relay President and General Counsel will provide information and best practices about electronic messaging and compliance for hedge funds.

The second seminar took place at the Chicago offices of Goldman Sachs.

2011 Ascendant Compliance Management Annual Seminar

Global Relay is exhibiting at the Spring 2011 Ascendant Compliance Conference in Naples, FL on March 30 – April 1, 2011.

About the Ascendant Spring Conference 2011

This year's Spring Ascendant Compliance Conference was entitled, 'Focus on Regulatory Changes'. Designed for compliance and legal professionals, senior management and operations personnel, the conference helps investment firms understand and implement compliance solutions in today's ever-changing environment.

• When: March 30 - April 1, 2011
• Where: Ritz Carlton Golf Resort, Naples, FL
• For more information

2011 SIFMA Compliance & Legal Society Annual Seminar

Global Relay exhibited at the 2011 Spring SIFMA Compliance & Legal Society Annual Seminar in Phoenix, Arizona.

About the SIFMA Compliance & Legal Society Annual Seminar

The SIFMA Compliance & Legal Society Annual Seminar offered more than 60 panels, with focuses including regulatory reform, compliance issues and the role of technology in compliance.

• When: March 20 - 23, 2011
• Where: JW Marriott, Desert Ridge, Phoenix, AZ
• Booth: 7
• For more information

ALPS Annual Client Forum & CCO Workshop 2011

Global Relay is proud to be a sponsor of the Annual Client Forum & CCO Workshop of ALPS Fund Services.

Established in 1985, ALPS offers a full-service partnership approach to a select group of mutual fund clients looking for truly customized service. ALPS offers turn-key capabilities that anchor all of the diverse resources needed to run a full-service mutual fund complex. They have become a leader in the mutual fund service provider industry by continually providing exceptional customer service to each and every one of our clients.

The Forum took place from March 9th to 11th, 2011 at Copper Mountain Resort in Colorado.

Goldman Sachs Compliance and Technology Seminars: Boston
A Discussion of Financial Regulation, Compliance, and Best Practices for Electronic Messaging

On March 3rd 2011, Global Relay was invited by Goldman Sachs Prime Brokerage to present at the first in a series of three in-house seminars targeted to hedge fund business and compliance professionals, presented by Goldman Sachs Prime Brokerage.

The seminars were entitled, 'A discussion of Financial Regulation, Compliance, and Best Practices for Electronic Messaging' and were focused on topics related to financial regulation, compliance technology solutions and institutional best practices.

Warren Roy, Global Relay CEO, and Shannon Rogers, Global Relay President and General Counsel will provide information and best practices about electronic messaging and compliance for hedge funds.

The first seminar took place at the Boston offices of Goldman Sachs

2011 ACA Compliance Group Conference

Global Relay will be an exhibitor at the 2011 Spring ACA Compliance Group Conference in Orlando, Florida. This annual event is one of two per year hosted by ACA Compliance Group for the company's clients and partners.

About the 2011 Spring ACA Compliance Group Conference

ACA Compliance Group's 2011 Spring Compliance Conference will focus on SEC examinations, Regulatory Updates, Insider Trading, New Form ADV Part 2, and much more.

• When: March 2 - 4, 2011
• Where: The Ritz Carlton Grande Lakes, Orlando, FL
• Booth: 14
• For more information

Credit Suisse Prime Services CIO/CTO Forum:
Building & Supporting an Institutional Infrastructure — Are We There Yet?

On Wednesday February 16, 2011, Credit Suisse Prime Services hosted a CIO/CTO Forum entitled, "Building & Supporting an Institutional Infrastructure — Are We There Yet?" at their New York offices.

Warren Roy, CEO of Global Relay was featured as an expert panelist speaker on a panel discussion entitled, "Supporting Dodd-Frank Requirements". The panel discussion was focused around risk systems, disaster recovery, compliance systems, personal trading, archiving, reporting, and research.

In addition, the Forum featured topics such as running an efficient IT enterprise, current technology trends, finding IT talent and more. The Forum took place at the New York offices of Credit Suisse Prime services.

Credit Suisse Prime Services SEC Compliance Workshop:
Living in a Post-Registration World — What is the Impact on Your Business?

On February 2, 2011, Warren Roy, CEO of Global Relay was featured as a panelist speaker at the Credit Suisse Prime Services SEC Compliance Workshop for hedge funds, entitled "Living in a Post-Registration World — What is the Impact on Your Business?".

Credit Suisse Prime Services invited Global Relay to participate in the Workshop to help its clients gain understanding of the technology tools available to ensure compliance with SEC regulatory requirements.

Additional workshop topics included email archiving, maintaining a compliance calendar, monitoring personal trading/gifting, keeping a data warehouse to maintain trade data (for audit purposes), research management (to protect against insider trading allegations), and valuation/pricing.

The conference took place at the New York offices of Credit Suisse Prime services